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M2077 - Duties & Obligations of Company Services Providers (Online)

  • 4 Sep 2020
  • 09:15 - 12:30
  • Online Webinar

Registration


Register
Registration Time: 09:00
Sessions Time: 09:15 - 12:30 including a 15-minute break
Speaker: Mr Nicholas Warren
Venue:  Online Webinar
Participation Fees (The Institute is now accepting payments via Paypal)
MIA Members: €40.00
Non-MIA Members: €75.00
Retired Members: €20.00
Students: €30.00

Short Synopsis

Participants will be walking through the current rules and regulations relating to Company Services Providers, the Obligations in terms of AML laws, rules and regulations and the changes which are envisaged following the MFSA consultation Raising the Bar for CSPs.

BACKGROUND INFORMATION

The course will outline the duties and obligations of CSPs from a regulatory as well as AML perspective and will also delve into the details of the MFSA consultation documentation and relevant feedback statements showing a comparison between the original consultation and the final feedback and if the rules will be implemented by the date of the course, the final rule book.

OBJECTIVES OF THE SESSION:

  • Understanding the duties & obligations of CSPs
  • Understanding AML requirements
  • Understanding the need for policies & procedures
  • Understanding the changes coming into play

TOPICS FOR THE SESSION:

  • The Current CSP Rules;
  • The Duties & Obligations of CSPs
  • The Role of the Compliance Officer;
  • The Role of the MLRO;
  • The MFSA consultation document and feedback statement analysis and comparison.
If the new rulebook is issued an overview of this as well. 

TARGET AUDIENCE

Company Service Providers, Accountants and Lawyers

SPEAKER'S PROFILE

Nicholas Warren has a strong professional background with over 16 years work experience which complement his qualifications which include a Masters in Strategic Planning, a Bachelor of Commerce (B.Com.) Honours focused in Banking & Finance from the University of Malta, ACCA qualified as well as Certificates in Islamic Finance.
Throughout his career he has focused his attention predominantly towards providing counsel, guidance and consultancy to international clients on the various possibilities presented by Malta as a Financial Services Centre. He commenced his passion for financial services as a manager with the Malta Financial Services Authority, focusing on Professional Investor Funds, UCITS Schemes and Investment Services Licence Holders (MiFID) and has also assumed management positions at two large fund management companies. He expanded his horizons in the fields of banking, payment services and financial institutions, capital markets as well as blockchain.

EVENT CPE COMPETENCES

3 Hours Core

WEBINAR TERMS AND CONDITIONS

Terms and conditions apply

DISCLAIMER

By Registering and/or Booking for this event, you agree that MIA will collect your information, who will be using it as per the MIA Privacy Policy for CPE Events. Please read the MIA’s Privacy Notice for CPE Events in its entirety which can be found at this link. By accepting to participate in this event you accept that MIA shall process personal data in accordance with this Privacy Notice.
If registration is being affected by a company or other corporate entity on behalf of an attendee or the registering company or other corporate entity supplies to the MIA personal data of third parties, such as of employees, affiliates, management companies or service providers, the registering company or other corporate entity shall be solely responsible for making sure that the provision of such data to the MIA fully complies with applicable laws and the relevant person in regard to whom the data relates has been provided with the necessary information at law regarding the MIA’s processing of his personal data.
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